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ACAMS CAMS7 中文 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Tools and Technologies to Fight Financial Crime | ||
| Topic 2: Global AFC Frameworks, Governance and Regulations | - AML Regulatory Framework (Elective options: Canada, EU, UK, USA) | |
| Topic 3: Understanding Risks and Methods of Financial Crime | 30% | - Financial Crime Risks related to products within other financial sectors - Financial Crime Risks related to gatekeepers - Financial Crime Risks related to real estate - Financial Crime Risks related to gaming and gambling - Financial Crime Risks related to insurance products - Financial Crime Risks related to MSBs, PSPs, and ecommerce platforms - Financial Crime Risks related to Politically Exposed Persons (PEPs) and high-risk customers - Financial Crime Risks related to trusts and company service providers - Financial Crime Risks related to VASPs, cryptoassets, and related products |
| Topic 4: Building an AFC Compliance Program |
ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7中文版) Sample Questions:
下列何者是建立反金融犯罪 (AFC) 合規計畫治理結構時需要考慮的重要因素?
- A. 為 AFC 風險升級和問題建立明確的角色和職責
- B. 確保結構由外部審計師或顧問審查
- C. 指定一個合格的董事會來監督日常合規狀況
- D. 建立與機構規模和複雜度相稱的內部控制系統
Correct Answer: A 🗳️
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在客戶盡職調查 (CDD) 流程中,預計會使用哪些類型的外部資料來源來篩選客戶? (選擇三項。)
- A. 受益所有權登記冊與負面媒體來源
- B. 利用社群媒體資料評估生活型態和消費習慣
- C. 被竊或偽造文件的登記冊(如有)
- D. 客戶回饋與線上評論平台
- E. 制裁名單,包括外國資產管制辦公室(OFAC)發布的製裁名單
Correct Answer: A,C,E 🗳️
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許多監管機構認為下列哪些風險因素代表與 MSB 相關的更高固有風險? (選兩個。)
- A. 使用新科技促進客戶遠端入職
- B. 國內中小企業業務
- C. 所提供服務的現金密集性質
- D. 使用數位管道和可追蹤的付款方式
- E. 國際電匯的盛行
Correct Answer: C,E 🗳️
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一家總部位於法國的石油勘探公司與伊朗的煉油廠有業務往來,而伊朗的煉油廠受到美國外國資產管制辦公室 (OFAC) 的全面製裁。
應該對這家法國公司實施何種類型的 OFAC 制裁?
- A. 基於列表
- B. 部門
- C. 次要
- D. 基於國家/地區
Correct Answer: C 🗳️
一家金融機構注意到涉及在衝突地區運作的非營利組織的異常交易。哪種風險應該受到重點關注?
- A. 市場波動風險
- B. 消費者信用評分風險
- C. 恐怖主義融資濫用
- D. 抵押貸款違約風險
Correct Answer: C 🗳️
Explanation: Only visible for Prep4away members. You can sign-up / login (it's free).
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